Thomas Delnoce

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Thomas Delnoce / Self Employed
  Scottsdale, AZ
• 05/2011 → Present
  Wells Fargo Advisors Financial Network Llc
  Scottsdale, AZ

Previous Registrations

• 2006-09-12 → 2011-05-31
  Ubs Financial Services Inc.
  Phoenix, AZ

Other Businesses

FINRA DISPUTE RESOLUTION; INVESTMENT RELATED; LOS ANGELES, CA; ARBITRATOR; START 9/90; 1 HR PER MONTH 1 HR DURING TRADING EIKOS CAPITAL MANAGEMENT, LLC, INVT RELATED, PHOENIX, AZ, 50% OWNERSHIP, START DATE 5/13/2011, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-15
• S63 Uniform Securities Agent State Law Examination
  1998-09-08
• S65 Uniform Investment Adviser Law Examination
  1993-06-08

Other Names

• Thomas Peter Delnoce