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Thomas C Davy

Private Client Services, LLC

Oakbrook Terrace, IL

Louisville, KY

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-07-20
  • IL RA
    APPROVED
    Since 2010-07-20

Branch Locations

1 S 450 Summit Ave Suite 130, Oakbrook Terrace, IL 60181 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Llc Louisville KY 07/2010 Present
Previous Registrations
  • 2008-08-01 → 2010-07-19
    Nationwide Securities, Llc
    Oakbrook Terrace, IL
  • 1998-03-08 → 2008-08-01
    1717 Capital Management Company
    Oakbrook Terrace, IL
    Downers Grove, IL
Other Businesses

LIFE INSURANCE, LTC INSURANCE, LT DISABILITY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-15
  • S63 Uniform Securities Agent State Law Examination
    1991-03-15
Designations

View on SEC IAPD

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KOMALPREET KAUR
Austin Michael Miller

Other Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
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AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL

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