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Thomas C Davy

Private Client Services, LLC

Oakbrook Terrace, IL

Louisville, KY

CRD 62822

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Employer firm

Private Client Services, LLC CRD 120222

$1.38B regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-07-20
  • IL RA
    APPROVED
    Since 2010-07-20

Branch Locations

1 S 450 Summit Ave Suite 130, Oakbrook Terrace, IL 60181 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Llc Louisville KY 07/2010 Present
Previous Registrations
  • 2008-08-01 → 2010-07-19
    Nationwide Securities, Llc
    Oakbrook Terrace, IL
  • 1998-03-08 → 2008-08-01
    1717 Capital Management Company
    Oakbrook Terrace, IL
    Downers Grove, IL
Other Businesses

LIFE INSURANCE, LTC INSURANCE, LT DISABILITY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-15
  • S63 Uniform Securities Agent State Law Examination
    1991-03-15
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

UBS FINANCIAL SERVICES INC.
NORTHERN TRUST SECURITIES, INC.
EDELMAN FINANCIAL ENGINES

Nearby Investors

STEVEN ALLEN SMITH
BARRY JASON DUPUY
MANILA SUDHIR KALA

Nearby Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL

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