James E Couzens

Current Employers

Employment History

• 02/1983 → 04/2022
  Royal Alliance Associates, Inc.
  Farmington, CT
• 12/1987 → 04/2022
  Karn, Couzens & Associates, Inc.
  Farmington, CT
• 05/2022 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Wallingford, CT
• 05/2022 → Present
  Cetera Wealth Services, Llc
  Wallingford, CT

Previous Registrations

• 1990-07-23 → 2022-05-12
  Karn, Couzens & Associates, Inc.
  Stuart, FL
  Farmington, CT
  Port St. Lucie, FL
• 1993-10-27 → 2019-02-14
  Osaic Wealth, Inc.
  Port St Lucie, FL
  Farmington, CT
  Farmington, CT
  Wallingford, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/1970; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING BROKERAGE AND FINANCIAL SERVICES TO CLIENTS WHEN NEEDED 4. NAME OF OTHER BUSINESS: KCA REALTY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTING OFFICE SPACE; START DATE: 01/1990; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNING AN OFFICE CONDO AT OUR BUSINESS ADDRESS

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-07-22

Designations

Other Names

• James Emanuel Couzens
• James Emanuel Couzens