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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-28 |
| FL | RA | APPROVED | 2023-09-28 |
| IN | RA | APPROVED | 2011-07-08 |
| KY | RA | APPROVED | 2011-07-08 |
Branch Locations
1700 Ups Drive Suite 101, Louisville, KY 40223-4046 • United States
Parrish, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Services Center | Louisville | KY | 11/1988 | Present |
| Royal Alliance Associates, Inc. | Louisville | KY | 01/1997 | Present |
1. FINANCIAL SERVICES CENTER, INC, YES, 1700 UPS DRIVE SUITE 101, LOUISVILLE, KY 40223, OWNER, 04/1985, 5, 1, SALE OF LIFE, FIXED ANNUITY, AND LONG-TERM CARE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-05-19 |
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