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Michael Henry Cerro

Equitable Advisors, LLC

Laguna Hills, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-01-11
  • CA RA
    APPROVED
    Since 2000-01-11

Branch Locations

22982 La Cadena Drive Suite 220, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. Outside Fixed Business 2. Co-Trustee, Immediate family trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12

View on SEC IAPD

Other Firms

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LPL FINANCIAL LLC
FUSION FINANCIAL
ADVISORS ON CALL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
INTEGRITY ALLIANCE, LLC.

Other Investors

ERNEST DANIEL GARRETT
PAULA DURRANT
TRACY ANN KUNTZ
ROBYN LYNN CLARKE
Carlos Ortega
MARTIN DANIEL STANDISH
OMID EFTEKHARI
SCOTT JOLYON MONROE

Other Offices

TOWNELEY CAPITAL MANAGEMENT, INC. · LAGUNA HILLS, CA
CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
EDWARD JONES · Laguna Hills, CA
INTEGRITY ALLIANCE, LLC. · Laguna Hills, CA

More in Laguna Hills, CA

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