Richard Bruno Casolari

Current Employers

Employment History

• 01/1983 → Present
  Executive Motivation/Efg
  Chicago, IL
• 06/2009 → Present
  Advanced Financial Concepts, Llc
  Palos Heights, IL
• 05/2016 → 06/2021
  Voya Financial Advisors
  Palos Heights, IL
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-05-16 → 2021-06-09
  Voya Financial Advisors, Inc.
  Marinette, WI
  Palos Heights, IL
  Windsor, CT
• 2007-03-23 → 2016-05-10
  Msi Financial Services, Inc.
  Palos Heights, IL
  Downers Grove, IL
• 2001-12-04 → 2003-07-01
  Re-Direct Securities Corp
  Palos Heights, IL

Other Businesses

1. NAME OF OTHER BUSINESS: ADVANCED FINANCIAL CONCEPTS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 06/2009; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 12416 S HARLEM STE 300; PALOS HEIGHTS; IL; 60463; FIXED INSURANCE SALES; Independent Insurance Agent; 5/11/2016; 160; 160; SALES OF FIXED INSURANCE PRODUCTS. 3. NAME OF ENTITY:EXECUTIVE MOTIVATION, INC; Yes; 12416 S HARLEM #300; PALOS HTS; IL; 60463; FIXED INSURANCE; VP/OWNER; 1/1/1983; 0; 0; COLLECTS RENEWALS FROM OLD POLICIES SOLD. NO DUTIES. 4. NAME OF OTHER BUSINESS: NOLI WALT CORPORATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION FOR ACCOUNTING PURPOSES ONLY START DATE: 06/01/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES APART FROM CORPORATION MAINTENANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-17
• S66 Uniform Combined State Law Examination
  2001-10-22
• S63 Uniform Securities Agent State Law Examination
  1991-06-19