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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-31 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
11501 North Port Washington, Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Mequon | WI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
2. *52356 : City of Mequon - Economic Development Board ; Investment related : No ; Mequon ; Wisconsin ; Government ; Appointed Government Position (proprietor, partner, officer, director, employee, trustee, agent) ; 6/2019 ; During business hours : 0 ; After business hours : 6 ; *214109- Lueders Farm; Investment related: No; Cedarburg, Wisconsin; Agriculture; No activity - I just rent my farm land to Lueders (proprietor, partner, officer, director, employee, trustee, agent); 06/1978; During business hours: 0; After business hours: 0; No activity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-20 |
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