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Daniel William Carnevale

Stifel, Nicolaus & Company, Incorporated

Sarasota, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-02
FL RA APPROVED 2006-09-11
  • TX RA
    APPROVED_RES
    Since 2020-10-02
  • FL RA
    APPROVED
    Since 2006-09-11

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Sarasota FL 08/2006 Present
Previous Registrations
  • 1991-01-01 → 2006-08-25
    Morgan Stanley Dw Inc.
    Sarasota, FL
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-24
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S65 Uniform Investment Adviser Law Examination
    1995-05-24
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09

View on SEC IAPD

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