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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| OH | RA | APPROVED | 2009-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Marion | OH | 09/2009 | Present |
1. The Marion Public Library; 445 E. Church St. Marion OH 43302; The public library for Marion County, Ohio; President of the Board; Runs the monthly meetings and signs checks to pay monthly bills of the library; affiliation started 06/02/2014; 2.0 hours per month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-29 |
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