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Karen Jones Campbell

Morgan Stanley

Montgomery, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-06-01
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

7515 Halcyon Summit Drive, Montgomery, AL 36117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Montgomery AL 06/2009 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Montgomery AL 06/2017 Present
  • 06/2009 → 06/2017
    Montgomery, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2017 → Present
    Morgan Stanley Smith Barney Llc
    Montgomery, AL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Montgomery, AL
    Montgomery, AL
  • 2003-12-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Montgomery, AL
    Montgomery, AL
  • 1991-11-13 → 2003-12-19
    A. G. Edwards & Sons, Inc.
    Montgomery, AL
Other Businesses

WINDSOR HOUSE ANTIQUES - OWNER- 4 HOURS AFTER BUSINESS 2) Citizens Advisory Committee for the Montgomery Metropolitan Planning Organization, Government / Municipality / Political, committee member, 07/2016, 1.0, 0 *56855- Cloverdale Road Properties LLC; Investment related: Yes; Montgomery, Alabama; Rental Property; Other Sole MBR (proprietor, partner, officer, director, employee, trustee, agent); 01/1998; During business hours: 1; After business hours: 0; Property Management 4) 56857- 144 Felder LLC; Investment related: Yes; Montgomery, Alabama; Rental Property; Sole MBR (proprietor, partner, officer, director, employee, trustee, agent); 01-1978; During business hours: 1; After business hours: 0; Rental company just sends me rental income 5) Real estate; investment related; Destin, Florida; Rental property; Landlord; Start date: 01/1998; During business hours: 0; After business hours: 0 6) *56870- Colonial Court LLC; Investment related: Yes; Montgomery, Alabama; Rental Property; Employee, sole MBR (proprietor, partner, officer, director, employee, trustee, agent); 01/1985; During business hours: 1; After business hours: 0; receive rental income

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-05
  • S63 Uniform Securities Agent State Law Examination
    1983-08-05
Other Names
  • Karen Elizabeth Campbell

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