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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-24
NJ RA APPROVED 2016-04-26
  • SC RA
    APPROVED
    Since 2023-08-24
  • NJ RA
    APPROVED
    Since 2016-04-26

Branch Locations

105 Roosevelt Boulevard Suite 200, Marmora, NJ 08223 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Hilton Head Island, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Pension Planning Corp Pleasantville NJ 05/1980 Present
Kestra Investment Services, Llc Marmora NJ 05/2004 Present
Kestra Advisory Services Llc Marmora NJ 04/2016 Present
  • 05/1980 → Present
    Atlantic Pension Planning Corp
    Pleasantville, NJ
  • 05/2004 → Present
    Kestra Investment Services, Llc
    Marmora, NJ
  • 04/2016 → Present
    Marmora, NJ
Previous Registrations
  • 2002-06-20 → 2004-06-01
    Ws Griffith Securities, Inc.
    Pleasantville, NJ
Other Businesses

Business Name: CONDO RENTAL POSI: Owner NOB: Real Estate INV REL: No #OF HRS: 8 SECURITIES TRADING HOURS: 7 START DATE: 06/01/1994 ADDRESS: 5347 Avenida Isla Verde PH-2, Carolina PR 00979 DESC: rent property Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: TURANGALILA, LLC POSI: Organizer of the LLC NOB: Marine dockage ownership INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 03/30/2017 ADDRESS: 9 Foxbriar Ct.,, Hilton Head Island SC 29926 DESC: management Business Name: TURANGALILA MARINE, LLC POSI: Owner, organizer NOB: Boat ownership INV REL: No #OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2017 ADDRESS: 9 Foxbriar Court, Hilton Head Island SC 29926 DESC: Ownership and management of asset Business Name: ATLANTIC PENSION PLANNING CORP. POSI: Owner/President NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Y #OF HRS: 160 SECURITIES TRADING HRS: 132 START DATE: 05/01/1980 ADDRESS: Suite 200, 105 Roosevelt Boulevard, Marmora NJ 08223 DESC: Sales and sales management

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-09
  • S63 Uniform Securities Agent State Law Examination
    1996-07-09
Designations

View on SEC IAPD

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