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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2017-03-25
  • VT RA
    APPROVED
    Since 2017-03-25

Branch Locations

302 Mountain View Drive Suite 201, Colchester, VT 05446 • United States

South Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Colchester VT 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Colchester VT 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Colchester, VT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Colchester, VT
Previous Registrations
  • 2010-12-13 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Colchester, VT
    Colchester, VT
  • 1998-06-01 → 2015-01-02
    New England Securities
    Colchester, VT
    Colchester, VT
Other Businesses

NAME: JOHN BUCKLEY INV REL: Y ADD: 302 MOUNTAIN VIEW DR SUITE 201 COLCHESTER VT 03063 NATURE: INDIVIDUAL LIFE,GROUP LIFE, GROUP DI START DATE: 1/1980 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-01
S63 Uniform Securities Agent State Law Examination 1985-03-20
  • S65 Uniform Investment Adviser Law Examination
    1998-05-01
  • S63 Uniform Securities Agent State Law Examination
    1985-03-20

View on SEC IAPD

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