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Winthrop Lawrence Buck

Private Advisor Group, LLC

Buffalo, NY

Morristown, NJ

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-25
NY RA APPROVED 2021-06-24
  • TX RA
    APPROVED
    Since 2024-07-25
  • NY RA
    APPROVED
    Since 2021-06-24

Branch Locations

120 W Tupper St Suite 205, Buffalo, NY 14201 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winthrop Financial, Inc. Buffalo NY 01/2012 06/2017
Pratt Collard Buck Advisory Group Buffalo NY 06/2017 Present
Private Advisor Group, Llc Morristown NJ 06/2021 Present
  • 01/2012 → 06/2017
    Winthrop Financial, Inc.
    Buffalo, NY
  • 06/2017 → Present
    Pratt Collard Buck Advisory Group
    Buffalo, NY
  • 06/2021 → Present
    Morristown, NJ
Previous Registrations
  • 2021-06-20 → 2021-12-23
    Pratt Collard Buck Advisory Group
    Buffalo, NY
  • 2012-08-25 → 2017-09-27
    Winthrop Financial, Inc.
    Buffalo, NY
Other Businesses

1.Mr. Buck uses Pratt Collard Buck Advisory Group as the name of the business under which he provides investment advice through Private Advisor Group, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-05
S63 Uniform Securities Agent State Law Examination 1989-12-08
  • S65 Uniform Investment Adviser Law Examination
    1992-10-05
  • S63 Uniform Securities Agent State Law Examination
    1989-12-08
Designations
Other Names
  • Larry Buck

View on SEC IAPD

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