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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-02 |
| NY | RA | APPROVED | 2024-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2016 | 02/2018 |
| Raymond James & Associates | New York | NY | 09/2019 | 04/2022 |
| Locust Wood Capital Advisers, Llc | New York | NY | 03/2018 | 05/2019 |
| Unemployed | New York | NY | 05/2019 | 09/2019 |
| Morgan Stanley | New York | NY | 04/2022 | Present |
1 )Name of Business : 1623 Park Avenue LLC Address: 504 Cathedral Street, Baltimore, MD 21201 Activity Type: Business Owner Position/Title: Proprietor/Owner Investment Related: Yes Start Date: 10/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I created an LLC for the purposes of investing in a 5 unit multi family apartment building located in Baltimore, MD. I act as the General Partner of the LLC and make or have oversight on all decisions made on behalf of the LLC. 2)Name of Business: Keauty LLC Address: 443 First Street, Oradell, NJ, 07649, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/30/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a managing member of the LLC and am not materially involved in the business operations. As the Founder & CEO, my wife oversees and manages all the business operations independently.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-29 |
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