Charles Nelson Bracht

Current Employers

Employment History

• 04/2012 → 11/2018
  Usi Consulting Group
  Glastonbury, CT
• 09/1997 → Present
  Kestra Investment Services, Llc
  Houston, TX
• 03/2023 → Present
  Kestra Avisory Services, Llc
  Houston, TX
• 11/2018 → 01/2023
  Nfp Executive Benefits
  Houston, TX
• 01/2023 → Present
  Nfp Wealth Management
  Houston, TX

Other Businesses

Bus Name: The Delacroix Building Condominium Association Investment Related: No Address: 837 Royal Street New Orleans LA 70116 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Board member and President Start Date: 1/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Run annual meeting, handle decisions that come up during the year in conjunction with the other board members. Bus Name: Bracht-Verlander Family Foundation Investment Related: No Address: 5314 Mandell Street Houston TX 77005 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: President Start Date: 10/26/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will run Board meetings, and do other tasks as detailed in the bylaws of the corporation. Bus Name: B-V Interests, LLC Investment Related: Yes Address: 5314 Mandell Street Houston TX 77005 Nature of Business: Real Estate Position, Title or Relationship: I am a principal along with my wife. Start Date: 7/31/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: My wife is doing most of the work, including architectural, and dealing with the contractor. Bus Name: Vieux Carre Property Owners, Residents and Associates Investment Related: No Address: 816 N Rampart Street New Orleans LA 70116 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I have just been approved by the Board if Directors in a meeting Monday night to be on the slate for membership. the election is in mid-November. Start Date: 11/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am not on a committee yet, but the tasks have to do with monitoring the French Quarter, especially as to any physical changes, and working with an agency of the City of New Orleans the Vieux Carre Commission. Bus Name: NFP WEALTH MANAGEMENT POSITION: VP, Business development NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2023 ADDRESS: 11111 Wilcrest Green Drive, Suite 445, Houston TX 77042 DESCRIPTION: I sell and service registered products through Kestra as (the major) part of my business. The registered products are variable life (almost exclusively, if not exclusively, Pacific Life), mutual funds (almost exclusively, if not exclusively, American Funds), and variable annuities (Prudential and Jackson National, primarily). A few of my clients have Kestra brokerage accounts to which they have transferred individual securities they previously owned. I do not solicit individual securities sales to my clients. I also sell a limited amount of general account life insurance, primarily term insurance, with various carriers. Bus Name: CHEROKEE CIVIC CLUB POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/13/2023 ADDRESS: 5307 Cherokee St, (residence of current President), Houston TX 77005 DESCRIPTION: Attend about four meetings a year and participate in decisions we need to make regarding the HOA. Bus Name: 5103 EMERALD LODGE POSITION: Owner, with my wife NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/03/2022 ADDRESS: 1800 Medicine Springs Road, Unit 5103, Steamboat Springs CO 80487 DESCRIPTION: We have hired a property manager, Vacasa, to rent the unit. They collect rentals, retain their fee and send us the difference after cleaning expenses and other minor maintenance.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-26

Designations

Other Names

• Chuck Bracht