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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-31 |
Branch Locations
444 Lewis Hargett Circle Suite 115, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Lexington | KY | 02/1967 | Present |
| Nylife Securities Inc. | Lexington | KY | 10/1982 | Present |
| Wealth Coach Of Kentucky Dba Larry Botts And Associates | Lexington | KY | 04/2002 | Present |
| Generation Strategies, Llc | Lexington | KY | 06/2017 | Present |
[DBA DESIGNATION OF WEALTH COACH OF KENTUCKY DBA LARRY BOTTS AND ASSOCIATES] [CRAVENS AND BOTTS LLC; PASSIVE INVESTOR; CONSTRUCTION OF HOMES PASSIVE INVESTOR OF CRAVENS AND BOTTS INVESTMENTS - RENTAL REAL ESTATE] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [BOTTS & CRAVENS HOMEBUILDERS LLC; HOMEBUILDERS REAL ESTATE INVESTMENT; 310 UNITED COURT, LEXINGTON, KY 40509; START DATE: 11/2012; ROLE/ TITLE: PARTNER; INVESTMENT RELATED; 1 HOUR PER MONTH] [CMSTEXT, LLC; TELECOMMUNICATIONS; 501 DARBY CREEK ROAD, SUITE 5, LEXINGTON, KY 40509; START DATE 07/2010; PASSIVE INVESTOR NOT INVESTMENT RELATED] [BUCKAROO 6, LLC DBA SPAW CREEK; SELLING LOGS.; SPAW CREEK, WELLINGTON, KY; START DATE 06/2014; OWNER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF GENERATION STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LEXINGTON, KY; START DATE: 06/2017] [Zooker; Digital Advertising for the Resturant; 651 Perimeter Drive Suite 400 Lexington, Kentucky 40517; Start Date 03/2011; Role/Title: Passive Investor; Not Investment Related] [M E P Equine Solutions LLC; Create Medical Devices for the The Thoroughbred Horse Industry; 1532 North Limestone, Lexington, Ky 40505; Start Date 03/2019; Role/Title: Investor; Not Investment Related] [Lepidext Inc.; Develops Insecticides for the Agriculture Industry to eliminate mouths in corn; 1126 Oak Hill Drive, Lexington, Ky 40505; Start Date 05/2020; Role/Title: Investor; Not Investment Related] [Waller on Inn LLC; Extend Stay Motel built for Millennials--Smaller rooms large open spaces-Tru by Hilton, Waller Avenue, Lexington, Ky --Under Construction; Waller Avenue, Lexington, Ky 40503; Start Date 08/2021; Investor; Not Investment Related] [Candlewood Suites LLC; Extend Stay Motel Lexington, Ky-Waller Ave. Lexington, Ky 40503; Waller Avenue, Lexington, Ky; Start Date 08/2020; Investor; Not Investment Related] [Bluegrass Angel Venture Fund III LLC; 106 E Vine Street. Suite 600 Lexington, Ky 40507; passive investor; start date 3/2015; 0 hours per month; investment related] [Bluegrass Angels; start date 01/2018; Pre Venture Capital group; 330 E. Main Street, Lexington, KY 40507; 2 hours per month, 0 hours during securities trading hours; investment related] [451 Tech, LLC; They are a software developers for orthopedic surgeons.; 9812 N 36th St Phoenix, AZ; Start Date 01/2021; Role/Title: Investor; Not Investment Related[Lepidext; Develops Insecticides for the Agriculture Industry to eliminate mouths in corn; 1126 Oak Hill Drive, Lexington, KY 40505; Start Date 03/2025; Role/Title: Passive Investor; Not Investment Related] [Boyer Building Business Condominiums Council of Co-Owners ; Council of co-owners they meet annually to go over building necessities ; All Points Community Management 141 Prosperous Place, Suite 21A, Lexington, KY 40509; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours][BRASHEAR & BOTTS COMMERCIAL PROPERTY, LLC; Develop real estate in industrial parks for sale and for lease ; 3015 East Leestown Road Midway KY 40347; Start Date 06/2025; Role/Title: Passive Owner; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-19 |
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