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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-16 |
| TX | RA | APPROVED | 2020-07-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Inc | Chapel Hill | NC | 05/2008 | 07/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 07/2020 |
| Stifel Nicolaus & Co Inc | Chapel Hill | NC | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-02 |
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