Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-16
TX RA APPROVED 2020-07-16
  • NC RA
    APPROVED
    Since 2020-07-16
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

1414 Raleigh Road, Chapel Hill, NC 27517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Inc Chapel Hill NC 05/2008 07/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 07/2020
Stifel Nicolaus & Co Inc Chapel Hill NC 07/2020 Present
  • 05/2008 → 07/2017
    Morgan Stanley & Co., Inc
    Chapel Hill, NC
  • 01/2015 → 07/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Chapel Hill, NC
Previous Registrations
  • 2009-06-01 → 2020-07-17
    Chapel Hill, NC
  • 2008-05-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Raleigh, NC
    Chapel Hill, NC
  • 2002-06-24 → 2008-05-06
    Chapel Hill, NC
    Chapel Hill, NC
  • 2002-01-28 → 2002-06-20
    Wachovia Securities, Inc.
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-06
S63 Uniform Securities Agent State Law Examination 1987-03-02
  • S65 Uniform Investment Adviser Law Examination
    1992-05-06
  • S63 Uniform Securities Agent State Law Examination
    1987-03-02
Other Names
  • Darley Gayle Bomar

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chapel Hill, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor