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William Henry Bestgen

Commonwealth Financial Network

Braintree, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1996-03-14
  • MA RA
    APPROVED
    Since 1996-03-14

Branch Locations

35 Braintree Hill Office Park Suite 102, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 03/1992 03/2019
Bestgen Wealth Management, Llc Braintree MA 04/2014 Present
Commonwealth Financial Network Waltham MA 03/2019 Present
Other Businesses

1. BESTGEN WEALTH MANAGEMENT, LLC; SELLING FIXED INSURANCE PRODUCTS AT BRANCH LOCATION, INVESTMENT RELATED. 2. TRUSTEE FOR A CORPORATE RETIREMENT PLAN, INVESTMENT-RELATED. 3. BESTGEN WEALTH MANAGEMENT, LLC; OWNER OF OPERATING COMPANY; INVESTMENT RELATED; CONDUCTED AT BRANCH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-17
S63 Uniform Securities Agent State Law Examination 1983-06-24
  • S65 Uniform Investment Adviser Law Examination
    1995-11-17
  • S63 Uniform Securities Agent State Law Examination
    1983-06-24
Designations

View on SEC IAPD

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