Charles Robert Bennett

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 02/2017
  Wells Fargo Advisors Financial Network, Llc
  Toledo, OH
• 02/2017 → Present
  Prospera Financial Services
  Dalls, TX

Previous Registrations

• 2011-12-09 → 2017-03-22
  Wells Fargo Advisors Financial Network, Llc
  Maumee, OH
• 2009-06-01 → 2011-12-22
  Morgan Stanley
  Toledo, OH
• 1999-08-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Toledo, OH
  Toledo, OH
• 1997-03-14 → 2002-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Maumee, OH

Other Businesses

Deepwood Lane Partners LLC; Investment Related - Yes; 1701 Woodlands Dr. Ste 400, Maumee, OH,43537; President; Partner/Member; 09/2011;10 Hours Per Month; 10 During Trading Hours; Expenses are paid from LLC for Bennett Jensen Personal Wealth Advisors. Bennett Jensen Personal Wealth Advisors; Investment Related - Yes; 1701 Woodlands Dr. Ste 400, Maumee, OH,43537; DBA; Senior Wealth Advisor; Partner; 05/2023; 160 Hours Per Month; 160 During Trading Hours; Provide financial planning and wealth management services, including meeting with clients, assessing financial goals and needs, developing and reviewing financial plans, providing investment guidance, and assisting clients with retirement and other long-term financial planning objectives.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-04-12
• S63 Uniform Securities Agent State Law Examination
  1982-11-23

Other Names

• C Robert Bennett