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Shemika Lashawn Freeman

Touchstone Advisors Inc

Cincinnati, OH

CRD 5172138

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Employer firm

Touchstone Advisors Inc CRD 107028

$31.1B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-03-31
  • OH RA
    APPROVED
    Since 2021-03-31

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Cincinnati OH 10/2012 10/2017
The Rosselot Financial Group Cincinnati OH 05/2014 03/2021
Cambridge Investment Research, Inc. Fairfield IA 01/2018 10/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 10/2020
Securities America, Inc. Cincinnati OH 01/2021 03/2021
Securities America Advisors Cincinnati OH 01/2021 03/2021
Unemployed Cincinnati OH 10/2020 10/2020
Ashley Homestore Cincinnati OH 11/2020 01/2021
Touchstone Securities Cincinnati OH 03/2021 Present
Ifs Financial Services, Inc. Cincinnati OH 03/2021 Present
  • 10/2012 → 10/2017
    Invest Financial Corporation
    Cincinnati, OH
  • 05/2014 → 03/2021
    The Rosselot Financial Group
    Cincinnati, OH
  • 01/2018 → 10/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → 10/2020
    Fairfield, IA
  • 01/2021 → 03/2021
    Securities America, Inc.
    Cincinnati, OH
  • 01/2021 → 03/2021
    Securities America Advisors
    Cincinnati, OH
  • 10/2020 → 10/2020
    Unemployed
    Cincinnati, OH
  • 11/2020 → 01/2021
    Ashley Homestore
    Cincinnati, OH
  • 03/2021 → Present
    Touchstone Securities
    Cincinnati, OH
  • 03/2021 → Present
    Ifs Financial Services, Inc.
    Cincinnati, OH
Previous Registrations
Other Businesses

Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-25
S63 Uniform Securities Agent State Law Examination 2007-04-07
  • S65 Uniform Investment Adviser Law Examination
    2008-04-25
  • S63 Uniform Securities Agent State Law Examination
    2007-04-07
Other Names
  • Shemika Lashawn Molineaux
  • Shemika Lashawn Freeman
  • Shemika Freeman

View on SEC IAPD

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