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2 Trap Falls Road Suite 504, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-10-16 |
Branch Locations
2 Trap Falls Road Suite 504, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | 10/2020 |
| Constitution Capital Llc | Shelton | CT | 10/2020 | Present |
EXECUTOR FOR WIFE'S ESTATE, INV RELATED, PALM BEACH, FL, START: 04/26/2019, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR SPOUSE'S TRUST, INV RELATED, PALM BEACH, FL, START: 5/26/2019, 10 HRS/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-25 |
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