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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Louis | MO | 12/1976 | Present |
| Raymond James Financial Services Advisors, Inc | St. Louis | MO | 01/2009 | Present |
| Baz Development Llc | Saint Louis | MO | 01/2011 | Present |
| Ard Properties | Imperial | MO | 01/2009 | 10/2024 |
(1)Name of Business: R.W. Basler & Co. Inc. Address: 6074 Telegraph Rd., Saint Louis, MO, 63129, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/1977 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: financial advisor (2)Name of Business: Ursuline Provincialate Address: 6074 Telegraph Rd., Saint Louis, MO, 63129, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Quarterly conference call meeting of investment committee. Quarterly performance review of Provincialate investment portfolio.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-15 |
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