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333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-11-28 |
Branch Locations
333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barthcalderon, Llp | Santa Ana | CA | 01/2003 | Present |
| Secura Financial, Llc | Orange | CA | 07/1997 | Present |
| Bentley Financial & Insurance Services, Inc. | Orange | CA | 01/2008 | Present |
| Fortress Equity Mortgage | Orange | CA | 01/1997 | 12/2021 |
| Crown Capital Securities, Lp | Orange | CA | 01/2015 | 03/2024 |
| Arkadios Capital | Atlanta | GA | 03/2024 | Present |
(1) START DATE 01/1997 I DEVOTE 80 HRS/MO (60 HRS DURING TRADING) AS MANAGING PARTNER OF BARTH CALDERON LLP. THIS IS A LAW FIRM AND IS NOT AN INVESTMENTRELATED ACTIVITY. (2) START DATE 01/1985 I DEVOTE 50 HRS/MO (40 HRS DURING TRADING) AS MANAGING MEMBER OF SECURA LLC. THIS IS AN INVESTMENT RELATED ACTIVITYAND MY DUTIES TO THIS INDEPENDENT RIA RELATE TO COMPLIANCE AND MANAGEMENT. (3) START DATE 01/1997 I DEVOTE 10 HRS/MO ( 2 HRS DURING TRADING) ASPRESIDENT OF BENTLEY FINANCIAL INC. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE INSURANCE SALES. BUSINESS ADDRESS FOR ALL OF THEABOVE IS THE SAME AS THE BRANCH ADDRESS. (4)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-26 |
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