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Harry Michael Barth

Secura Financial

Orange, CA

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Current Employers
Secura Financial

333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-11-28
  • CA RA
    APPROVED
    Since 2006-11-28

Branch Locations

333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Barthcalderon, Llp Santa Ana CA 01/2003 Present
Secura Financial, Llc Orange CA 07/1997 Present
Bentley Financial & Insurance Services, Inc. Orange CA 01/2008 Present
Fortress Equity Mortgage Orange CA 01/1997 12/2021
Crown Capital Securities, Lp Orange CA 01/2015 03/2024
Arkadios Capital Atlanta GA 03/2024 Present
  • 01/2003 → Present
    Barthcalderon, Llp
    Santa Ana, CA
  • 07/1997 → Present
    Secura Financial, Llc
    Orange, CA
  • 01/2008 → Present
    Bentley Financial & Insurance Services, Inc.
    Orange, CA
  • 01/1997 → 12/2021
    Fortress Equity Mortgage
    Orange, CA
  • 01/2015 → 03/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 03/2024 → Present
    Arkadios Capital
    Atlanta, GA
Previous Registrations
Other Businesses

(1) START DATE 01/1997 I DEVOTE 80 HRS/MO (60 HRS DURING TRADING) AS MANAGING PARTNER OF BARTH CALDERON LLP. THIS IS A LAW FIRM AND IS NOT AN INVESTMENTRELATED ACTIVITY. (2) START DATE 01/1985 I DEVOTE 50 HRS/MO (40 HRS DURING TRADING) AS MANAGING MEMBER OF SECURA LLC. THIS IS AN INVESTMENT RELATED ACTIVITYAND MY DUTIES TO THIS INDEPENDENT RIA RELATE TO COMPLIANCE AND MANAGEMENT. (3) START DATE 01/1997 I DEVOTE 10 HRS/MO ( 2 HRS DURING TRADING) ASPRESIDENT OF BENTLEY FINANCIAL INC. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE INSURANCE SALES. BUSINESS ADDRESS FOR ALL OF THEABOVE IS THE SAME AS THE BRANCH ADDRESS. (4)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-30
S63 Uniform Securities Agent State Law Examination 1986-02-26
  • S65 Uniform Investment Adviser Law Examination
    1994-03-30
  • S63 Uniform Securities Agent State Law Examination
    1986-02-26
Designations

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