Frederick Lynn Baker

Employer firm

Finser Investment Advisor CRD 142570

$1.42B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Penson Financial Services, Inc.
  Dallas, TX
• 09/2004 → Present
  Samco Financial Advisors, Inc.
  San Antonio, TX
• 05/2006 → Present
  Samco Capital Markets, Inc.
  Dallas, TX
• 12/2006 → Present
  Finser Investment Advisors, Inc.
  San Antonio, TX

Previous Registrations

• 2004-10-04 → 2006-10-31
  Samco Financial Advisors, Inc.
  San Antonio, TX

Other Businesses

FINSER INVESTMENT ADVISORS 106 S. ST. MARY'S, 6TH FLOOR SAN ANTONIO, TX 78205 INVESTMENT RELATED: BANK CONSULTANT AND SERVICE PROVIDER. CHAIRMAN. JULY 1981 TO PRESENT. 40 HOURS A MONTH. F.L. BAKER AND ASSOC., HOLDING COMPANY FOR FINSER ADVISORS. CHAIRMAN.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-08