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1509 Mart Drive Suite B, Little Rock, AR 72202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| AR | RA | APPROVED | 2024-03-01 |
Branch Locations
1509 Mart Drive Suite B, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B Fair Auto Wholesalers Llc. | Centerton | AZ | 12/2002 | 10/2018 |
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2011 | 11/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2011 | 11/2018 |
| Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc | Little Rock | AR | 10/2018 | 03/2024 |
| M.S. Howells & Co. | Scottsdale | AZ | 11/2018 | Present |
| First Financial Services, Llc | Little Rock | AR | 03/2024 | Present |
1. MARCH 2024; FIRST FINANCIAL SERVICES, LLC, LITTLE ROCK, AR; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISORY REP; DEVOTE 32 HRS/MO DURING MARKET HOURS. 2. MARCH 2005; REUNION ASSOCIATES, INC. DBA FIRST FINANCIAL SERVICES LLC, LITTLE ROCK, INVESTMENT RELATED; SALE OF FIXED LIFE, HEALTH AND DISABILITY INSURANCE; DEVOTE 40 HRS/MO, 10 HRS/MO DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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