Benjamin Michael Williams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → 01/2024
  Pruco Securities Llc
  Shelton, CT
• 06/2022 → 02/2023
  Anderson Direct
  Westport, CT
• 05/2018 → 05/2022
  Nest Global Solutions
  Summit, NJ
• 03/2017 → 03/2018
  Dealerweb
  Jersey City, NJ
• 06/2011 → 01/2017
  Tullett Prebon
  Jersey City, NJ
• 12/2022 → Present
  The Lighthouse Sober Living And Recovery 365
  New Canaan, CT
• 03/2024 → 11/2024
  Pruco Securities Llc
  Shelton, CT
• 03/2024 → 04/2025
  The Prudential Insurance Company Of America
  Shelton, CT
• 11/2024 → 04/2025
  Lpl Enterprise, Llc
  Shelton, CT
• 04/2025 → Present
  Osaic Wealth, Inc.
  Vienna, VA

Previous Registrations

• 2024-11-14 → 2025-04-10
  Lpl Enterprise, Llc
  Shelton, CT
• 2024-03-18 → 2024-11-14
  Pruco Securities, Llc.
  Shelton, CT

Exams

• S66 Uniform Combined State Law Examination
  2024-02-19

Other Names

• Benjamin Michael Williams
• Benjamin Williams