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Richard Lewis Anderson

Commonwealth Financial Network

Salem, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-03-24
  • MA RA
    APPROVED
    Since 2020-03-24

Branch Locations

27 Congress St. Suite 305-4 & 305-5, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huff Insurance Agency Salem MA 10/1989 Present
Commonwealth Financial Network Waltham MA 01/2000 Present
Other Businesses

1. Fixed insurance sales; as of 01/03/2000; 15% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
S63 Uniform Securities Agent State Law Examination 1982-10-27
  • S66 Uniform Combined State Law Examination
    2020-03-09
  • S63 Uniform Securities Agent State Law Examination
    1982-10-27

View on SEC IAPD

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TD PRIVATE CLIENT WEALTH LLC
SANTANDER SECURITIES LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.

Other Investors

GARY MICHAEL COON
MICHAEL SCOTT FINER
MATTHEW ERIC SACHAR
CHRISTOPHER ANDREW LAZZARO
Tatiana Sigalova
CHRISTIAN ODONNELL
Michael G Dooley
KLODIANA SINA GJIKONDI

Other Offices

FINER WEALTH MANAGEMENT, INC. · SALEM, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SALEM, MA
PLAN FOR IT FINANCIAL, LLC · SALEM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALEM, MA
TD PRIVATE CLIENT WEALTH LLC · Salem, MA
SANTANDER SECURITIES LLC · Swampscott, MA
J.P. MORGAN SECURITIES LLC · Swampscott, MA
CITIZENS SECURITIES, INC. · SWAMPSCOTT, MA

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