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Raquel Maria Ward

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-13
TX RA APPROVED 2022-08-13
  • PA RA
    APPROVED
    Since 2022-08-13
  • TX RA
    APPROVED
    Since 2022-08-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Philadelphia PA 02/2015 12/2021
J.P. Morgan Securities Llc Newark DE 01/2022 04/2022
Jpmorgan Chase Bank, N.A. Newark DE 01/2022 04/2022
The Vanguard Group, Inc. Malvern PA 07/2022 Present
Self-Employed Clifton Heights PA 01/2016 06/2022
Vanguard Marketing Corporation Malvern PA 07/2022 Present
Vanguard Advisers, Inc. Malvern PA 08/2022 Present
  • 02/2015 → 12/2021
    Fidelity Brokerage Services Llc
    Philadelphia, PA
  • 01/2022 → 04/2022
    J.P. Morgan Securities Llc
    Newark, DE
  • 01/2022 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Newark, DE
  • 07/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2016 → 06/2022
    Self-Employed
    Clifton Heights, PA
  • 07/2022 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 08/2022 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 2011-05-21
  • S66 Uniform Combined State Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-05-21
Other Names
  • Raquel M Warel
  • Raquel M Ward
  • Ward M Raquel
  • Raquel Ward

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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