Steven Robert Thomas Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → 02/2026
  First National Bank Of Pa
  Williamsport, PA
• 10/2019 → 01/2023
  Intrignia Inc.
  Johnstown, PA
• 07/2017 → 10/2019
  Cambria Regional Chamber Of Commerce
  Johnstown, PA
• 11/2016 → 06/2017
  Problem Solutions
  Johnstown, PA
• 08/2014 → 10/2016
  Skyed Juice
  Johnstown, PA
• 07/2014 → 09/2016
  Vape Vibe Llc
  Johnstown, PA
• 01/2023 → 02/2023
  Unemployed
  Johnstown, PA
• 03/2023 → 02/2026
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2023 → 02/2026
  Cetera Investment Advisers Llc
  Williamsport, PA
• 02/2026 → Present
  Citizens & Northern Bank
  Williamsport, PA
• 02/2026 → Present
  Lpl Financial Llc
  Williamsport, PA

Previous Registrations

• 2023-05-02 → 2026-02-20
  Cetera Investment Advisers Llc
  Watsontown, PA
  Hollidaysburg, PA
  Williamsport, PA

Other Businesses

1) 2026-02-23 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - C&N Investment Services - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-12-31 - 160hrs/mth - 8hrs/mth during trading 2) 2026-05-05 - Citizens & Northern Bank - Financial Institution Duty - N - at reported business location(s) - 2026-04-03 - 30hrs/mth - 30hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2023-05-01