Craig Lee Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 10/2023
  Securities America Inc
  Lakewood Ranch, FL
• 06/2014 → 02/2020
  Securities America Advisors
  Lakewood Ranch, FL
• 05/2019 → 10/2023
  Lpf Advisors, Llc
  Sarasota, FL
• 07/2014 → Present
  Craig Smith, Sole Proprietor
  Sarasota, FL
• 02/2008 → 02/2021
  Craig Smith, Sole Proprietor
  Sarasota, FL
• 10/2023 → Present
  Lpl Financial Llc
  Sarasota, FL

Previous Registrations

• 2019-05-16 → 2023-10-05
  Lpf Advisors, Llc
  Sarasota, FL
• 2014-07-02 → 2020-02-03
  Securities America Advisors, Inc.
  Sarasota, FL
• 2011-03-15 → 2014-06-12
  Ameriprise Financial Services, Llc
  Sarasota, FL
• 2010-03-01 → 2011-03-14
  Fifth Third Securities, Inc.
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
• 2008-05-30 → 2009-10-02
  Wells Fargo Clearing Services, Llc
  New Port Richey, FL
  Zephyrhills, FL
  Wesley Chapel, FL
  Wesley Chapel, FL
  Wesley Chapel, FL
  Orlando, FL
  Tampa, FL

Other Businesses

1) 09/11/2023 - Forth Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2) 09/11/2023 - CRAIG SMITH -Independent Agent -Independent Agent Insurance Sales - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 07/2014 - 40 Hr/Mth 3) 09/11/2023 - INSURANCE CONSULTANTS OF FLORIDA, LLC - Inv Rel - Non-Variable Insurance - Medicare Advantage - At Reported Business Location(s) - Start: 12/2016 - 4 Hr/Mth 4) 04/01/2024 - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 03/11/2024 - 2 Hours Per Month/ 1 Hour During Trading 5) 12/26/2024- Non-Variable Insurance- INV Related- At Reported Business Location(s) - Start date 01/01/2025- 2 Hours Per Month- 2 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-05-23
• S63 Uniform Securities Agent State Law Examination
  2006-08-21

Designations

• Certified Financial Planner

Other Names

• Craig Smith