Best Investors Account Sign in

Nicholas Alexander Jordan

Wells Fargo Clearing Services, LLC

Savannah, GA

Minneapolis, MN

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-25
  • MN RA
    APPROVED
    Since 2023-08-25

Branch Locations

311 Johnny Mercer Blvd, Savannah, GA 31410 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Woodbury, MN 04/2023 Present
Wells Fargo Bank, Na Woodbury MN 03/2018 Present
Kemper Sports Tower MN 07/2016 11/2017
Holiday Ely MN 12/2017 03/2018
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Woodbury,, MN
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Woodbury, MN
  • 07/2016 → 11/2017
    Kemper Sports
    Tower, MN
  • 12/2017 → 03/2018
    Holiday
    Ely, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-25
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2023-08-25
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
RL WRIGHT & ASSOCIATES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
BULL STREET ADVISORS

Other Investors

SETH KOVENSKY
JOSEPHINE ALICE CRAKE
RICHARD KELLY LANE
KATHRYN WISE
Michael Dell Owens
DARRYL EUGENE WRIGHT
Aaron Monegan
CHRISTOPHER MARK BEAUDRY

Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

More in Savannah, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor