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Nicholas Alexander Jordan

Wells Fargo Clearing Services, LLC

Savannah, GA

Minneapolis, MN

CRD 7699340

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-25
  • MN RA
    APPROVED
    Since 2023-08-25

Branch Locations

311 Johnny Mercer Blvd, Savannah, GA 31410 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Woodbury, MN 04/2023 Present
Wells Fargo Bank, Na Woodbury MN 03/2018 Present
Kemper Sports Tower MN 07/2016 11/2017
Holiday Ely MN 12/2017 03/2018
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Woodbury,, MN
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Woodbury, MN
  • 07/2016 → 11/2017
    Kemper Sports
    Tower, MN
  • 12/2017 → 03/2018
    Holiday
    Ely, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-25
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2023-08-25
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30

View on SEC IAPD

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VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

SETH KOVENSKY
JOSEPHINE ALICE CRAKE
RICHARD KELLY LANE

Nearby Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA

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