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Tina Marie Richards

Edward Jones

Cape Coral, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
FL RA APPROVED 2023-03-22
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • FL RA
    APPROVED
    Since 2023-03-22

Branch Locations

2104 Del Prado Blvd Unit 4, Cape Coral, FL 33990 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2022 Present
Self Employed Bookkeeper Lake Forest CA 03/2010 08/2022
Edward Jones Laguna Beach CA 12/2015 05/2018
  • 08/2022 → Present
    Edward Jones
    St Louis, MO
  • 03/2010 → 08/2022
    Self Employed Bookkeeper
    Lake Forest, CA
  • 12/2015 → 05/2018
    Edward Jones
    Laguna Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
S63 Uniform Securities Agent State Law Examination 2006-09-09
  • S66 Uniform Combined State Law Examination
    2022-10-17
  • S63 Uniform Securities Agent State Law Examination
    2006-09-09
Other Names
  • Tina Marie Richards
  • Tina Marie Mazzotti
  • Tina Richards

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CAPE CORAL, FL
WELLS FARGO CLEARING SERVICES, LLC · CAPE CORAL, FL
FIFTH THIRD SECURITIES, INC. · CAPE CORAL, FL
EDWARD JONES · CAPE CORAL, FL
CREATIVE PLANNING · Cape Coral, FL
PFS INVESTMENTS INC. · CAPE CORAL, FL
CORECAP ADVISORS · Cape Coral, FL
BLUEPRINT FINANCIAL ADVISORS · Cape Coral, FL

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