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Albert King

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bend, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
CA RA APPROVED 2024-11-15
  • TX RA
    APPROVED
    Since 2025-10-08
  • CA RA
    APPROVED
    Since 2024-11-15

Branch Locations

755 Sw Bonnett Way, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Bend OR 03/2023 07/2024
New York Life Insurance Company Bend OR 03/2023 07/2024
Five Kings Inc Bend OR 06/2021 02/2023
Gl Solutions Bend OR 02/2020 06/2021
Unemployed Bend OR 10/2019 01/2020
Techlink Services Bend OR 04/2014 09/2019
Pruco Securities, Llc. Lake Oswego OR 07/2024 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bend OR 10/2024 Present
Bank Of America, N.A. Bend OR 01/2025 Present
  • 03/2023 → 07/2024
    Nylife Securities Llc
    Bend, OR
  • 03/2023 → 07/2024
    New York Life Insurance Company
    Bend, OR
  • 06/2021 → 02/2023
    Five Kings Inc
    Bend, OR
  • 02/2020 → 06/2021
    Gl Solutions
    Bend, OR
  • 10/2019 → 01/2020
    Unemployed
    Bend, OR
  • 04/2014 → 09/2019
    Techlink Services
    Bend, OR
  • 07/2024 → 10/2024
    Pruco Securities, Llc.
    Lake Oswego, OR
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bend, OR
  • 01/2025 → Present
    Bank Of America, N.A.
    Bend, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-10
S63 Uniform Securities Agent State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2024-09-10
  • S63 Uniform Securities Agent State Law Examination
    2023-11-30
Other Names
  • Albert B King
  • Albert King

View on SEC IAPD

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Other Investors

PAUL BRADLEY WATERMAN
Ryan P Jordan
JOHN GRANT ASPELL
Kyle Turner
MARK ANDREW REIFSCHNEIDER
LESLIE DAWN LAMOTTE
ANNA Meiners Hansen
JOHN PAUL LORENZ

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, INC. · BEND, OR
PORTLAND PRIVATE WEALTH MANAGEMENT, INC. · Bend, OR

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