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Northrock Partners, LLC CRD 167908
$12.2B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-23 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Case Central Llc | Arden Hills | MN | 07/2022 | 08/2023 |
| Professional Hockey Player | Plymouth | MN | 03/2016 | 07/2022 |
| Gradient Securities, Llc | Arden Hills | MN | 05/2023 | 08/2023 |
| Gradient Advisors, Llc | Arden Hills | MN | 02/2023 | 05/2023 |
| Northrock Partners | Minneapolis | MN | 08/2023 | Present |
| Northrock Partners | Minneapolis | MN | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2023-01-07 |
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