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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-19 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | New York | NY | 02/2023 | 10/2023 |
| Mml Investors Services, Llc | Wellesley | MA | 08/2024 | 08/2025 |
| Massmutual Life Insurance Co | Wellesley | MA | 06/2024 | 08/2025 |
| Cax Services Sa | Panama City | 10/2012 | 06/2024 | |
| Viamericas Corporation | Coral Gables | FL | 03/2023 | 12/2023 |
| Rise North Capital | Braintree | MA | 01/2024 | 05/2024 |
| Intermex | Miami | FL | 08/2025 | Present |
| Lpl Enterprise, Llc | Wakefield | MA | 03/2026 | Present |
1. 02/24/2026 - CARLOS ALVES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - WELLESLEY, MA - INV REL - Start Date: 02/02/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2, 02/24/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - WELLESLEY, MA - INV REL - Start Date: 02/02/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 02/24/2026 - INTERMEX - Outside/W-2 Employment - Miami, FL - Not INV REL - Start Date: 08/11/2025 - 160 Hrs/Mth - 100 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-25 |
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