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Benjamin Andrew Bailey

Tmb Capital Partners, LLC

Little Rock, AR

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Current Employers
Tmb Capital Partners, Llc

2226 Cottondale Ln Ste 110, Little Rock, AR 72202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
AR RA APPROVED 2025-07-01
  • TX RA
    APPROVED
    Since 2025-10-24
  • AR RA
    APPROVED
    Since 2025-07-01

Branch Locations

2226 Cottondale Ln Ste 110, Little Rock, AR 72202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Little Rock AR 02/2013 07/2025
Tmb Capital Partners, Llc Little Rock AR 07/2025 Present
Previous Registrations
  • 2013-02-13 → 2025-07-01
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
  • 2006-11-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Little Rock, AR
Other Businesses

1) Licensed insurance agent; Not investment-related; 2226 Cottondale Lane, STE 110, Little Rock, AR, 72202; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-31
S63 Uniform Securities Agent State Law Examination 2006-08-31
  • S66 Uniform Combined State Law Examination
    2006-10-31
  • S63 Uniform Securities Agent State Law Examination
    2006-08-31

View on SEC IAPD

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