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Shawn M Doty

Dimensional Fund Advisors LP

Austin, TX

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Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-18
  • TX RA
    APPROVED
    Since 2018-07-18

Branch Locations

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 06/2018 Present
Lpl Financial Llc Fort Mill SC 03/2015 06/2018
  • 06/2018 → Present
    Dimensional Fund Advisors
    Austin, TX
  • 03/2015 → 06/2018
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2011-09-19 → 2018-06-25
    Lpl Financial Llc
    San Diego, CA
    Fort Mill, SC
  • 2008-12-16 → 2011-09-02
    Securities America Advisors, Inc.
    La Vista, NE
  • 2008-04-17 → 2008-10-15
    Edward Jones
    St Louis, MO
    Papillion, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-08
S63 Uniform Securities Agent State Law Examination 2006-11-02
  • S66 Uniform Combined State Law Examination
    2008-04-08
  • S63 Uniform Securities Agent State Law Examination
    2006-11-02

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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