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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
| NC | RA | APPROVED | 2026-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Greensboro | NC | 03/2023 | 01/2026 |
| Rech Global | Minneapolis | MN | 04/2021 | 01/2023 |
| Collins Aerospace | Winston-Salem | NC | 07/2019 | 03/2021 |
| Simpleworks Group | Greensboro | NC | 06/2017 | 07/2019 |
| The Vitamin Shoppe | Greensboro | NC | 06/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 01/2026 | Present |
| Mercy Hill Church | Greensboro | NC | 11/2017 | 02/2018 |
| Bank Of America, N.A. | Greensboro | NC | 03/2026 | Present |
I*3678274 Entity Type: N/A Name of OBA: Ann and Ted Barker = A and T B Address: Mebane, North Carolina, 27302 Investment Related: No Position, Title, Association: Executor Employee Start Date: 10/10/2024 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-11 |
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