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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-02
  • WI RA
    APPROVED
    Since 2023-08-02

Branch Locations

10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States

Muskego, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Wauwatosa WI 02/2023 03/2025
Massmutual Life Insurance Co Wauwatosa WI 02/2023 03/2025
Milwaukee Police Department Milwaukee WI 10/2006 05/2023
Principal Life Insurance Company Wauwatosa WI 03/2025 Present
Principal Securities Inc Wauwatosa WI 03/2025 Present
  • 02/2023 → 03/2025
    Wauwatosa, WI
  • 02/2023 → 03/2025
    Massmutual Life Insurance Co
    Wauwatosa, WI
  • 10/2006 → 05/2023
    Milwaukee Police Department
    Milwaukee, WI
  • 03/2025 → Present
    Principal Life Insurance Company
    Wauwatosa, WI
  • 03/2025 → Present
    Wauwatosa, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2023-07-26

View on SEC IAPD

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