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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-08-02 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
Muskego, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Wauwatosa | WI | 02/2023 | 03/2025 |
| Massmutual Life Insurance Co | Wauwatosa | WI | 02/2023 | 03/2025 |
| Milwaukee Police Department | Milwaukee | WI | 10/2006 | 05/2023 |
| Principal Life Insurance Company | Wauwatosa | WI | 03/2025 | Present |
| Principal Securities Inc | Wauwatosa | WI | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-26 |
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