William Richard Bachman

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-10-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Dlak Wealth Advisors	Cincinnati	OH	01/2025	05/2025
University Of Cincinnati	Cincinnati	OH	08/2020	12/2024
Core Spaces Llc	Cincinnati	OH	07/2024	12/2024
Lifetime Financial Growth - Guardian Life Insurance Company	Cincinnati	OH	06/2023	04/2024
Fischer Homes	Erlanger	KY	01/2023	05/2023
Work Horse Inc.	Sharonville	OH	05/2022	08/2022
Kroger	Cincinnati	OH	05/2021	08/2021
The Summit Country Day School	Cincinnati	OH	08/2016	08/2020
St. Margaret Of York	Loveland	OH	05/2015	08/2016
Guardian Life Insurance Company	West Chester	OH	05/2025	Present
Park Avenue Securities	West Chester	OH	05/2025	Present

01/2025 → 05/2025

Dlak Wealth Advisors

Cincinnati, OH
08/2020 → 12/2024

University Of Cincinnati

Cincinnati, OH
07/2024 → 12/2024

Core Spaces Llc

Cincinnati, OH
06/2023 → 04/2024

Lifetime Financial Growth - Guardian Life Insurance Company

Cincinnati, OH
01/2023 → 05/2023

Fischer Homes

Erlanger, KY
05/2022 → 08/2022

Work Horse Inc.

Sharonville, OH
05/2021 → 08/2021

Kroger

Cincinnati, OH
08/2016 → 08/2020

The Summit Country Day School

Cincinnati, OH
05/2015 → 08/2016

St. Margaret Of York

Loveland, OH
05/2025 → Present

Guardian Life Insurance Company

West Chester, OH
05/2025 → Present

Park Avenue Securities

West Chester, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-24

Other Firms