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7594 N La Cholla, Tucson, AZ 85741 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salpointe Catholic High School | Tucson | AZ | 04/2014 | 12/2017 |
| Canyon Del Oro High School | Oro Valley | AZ | 12/2017 | 02/2018 |
| Primavera Online High School | Oro Valley | AZ | 03/2018 | 04/2018 |
| Hacienda Del Sol | Tucson | AZ | 01/2018 | 08/2018 |
| Bianchi's Italian | Tucson | AZ | 02/2018 | 08/2018 |
| University Of Arizona | Tucson | AZ | 08/2018 | 12/2022 |
| Sole Proprietor | Tucson | AZ | 11/2019 | 10/2022 |
| Hifi Kitchen And Cocktails | Tucson | AZ | 03/2022 | 08/2022 |
| Southwest Investment Advisors | Tucson | AZ | 01/2023 | Present |
| Lpl Financial Llc | Tuscon | AZ | 02/2023 | Present |
1) 1/2023- Southwest Investment Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Tuscon, AZ 2) 06/13/2024 - Southwest Investment Advisors - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/20/2024 - 160 Hrs/Mo; 140 Hrs During Trading - I provide investment advisory services through Southwest Investment Advisors, an independent investment advisor firm. I started this business activity in 03/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-06 |
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