Best Investors Account Sign in

Tok Son

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duluth, GA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-31
GA RA APPROVED 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • GA RA
    APPROVED
    Since 2023-07-31

Branch Locations

2608 Pleasant Hill Rd, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 01/2023 Present
Bank Of America Na Duluth GA 12/2020 01/2023
Lowe's Augusta GA 05/2020 11/2021
Unemployed Augusta GA 01/2020 05/2020
Ncs Construction Inc. Atlanta GA 10/2019 01/2020
Unemployed Augusta GA 04/2019 10/2019
Corner Store Of Ga Inc. Augusta GA 06/2012 04/2019
  • 01/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Duluth, GA
  • 12/2020 → 01/2023
    Bank Of America Na
    Duluth, GA
  • 05/2020 → 11/2021
    Lowe's
    Augusta, GA
  • 01/2020 → 05/2020
    Unemployed
    Augusta, GA
  • 10/2019 → 01/2020
    Ncs Construction Inc.
    Atlanta, GA
  • 04/2019 → 10/2019
    Unemployed
    Augusta, GA
  • 06/2012 → 04/2019
    Corner Store Of Ga Inc.
    Augusta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-25
  • S66 Uniform Combined State Law Examination
    2023-07-25

View on SEC IAPD

Other Firms

MORGAN STANLEY
LEGACY PARTNER GROUP
PFS INVESTMENTS INC.
LIFEWATER WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
VALIC FINANCIAL ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
PRIME CAPITAL FINANCIAL

Other Investors

CHARMAINE ANDREA SYLVESTER
Kelli A Rogan
CHERRY XIANGCHAN MOSIENKO
ANDREW DENNIS PERLMAN
HARSH B JAYASWAL
JONATHAN Edmund STRIEFSKY
Bobbi Johnson
Ahmer Shah

Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
AMERIPRISE FINANCIAL SERVICES, LLC · DULUTH, GA
VALIC FINANCIAL ADVISORS, INC. · DULUTH, GA

More in Duluth, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor