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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-01-30
  • ME RA
    APPROVED
    Since 2024-01-30

Branch Locations

31 Court St. Suite 300, Auburn, ME 04210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arkadios Capital Auburn ME 01/2023 Present
Td Bank N.A. Falmouth ME 07/2021 01/2023
Idexx Westbrook ME 01/2021 06/2021
Hoop Basketball Camp Casco ME 06/2021 07/2021
W.B. Mason Co. Portland ME 06/2017 04/2020
Unemployed Auburn ME 04/2020 12/2020
Bates College Lewiston ME 09/2013 05/2017
Arkadios Wealth Advisors Atlanta GA 01/2023 Present
  • 01/2023 → Present
    Arkadios Capital
    Auburn, ME
  • 07/2021 → 01/2023
    Td Bank N.A.
    Falmouth, ME
  • 01/2021 → 06/2021
    Idexx
    Westbrook, ME
  • 06/2021 → 07/2021
    Hoop Basketball Camp
    Casco, ME
  • 06/2017 → 04/2020
    W.B. Mason Co.
    Portland, ME
  • 04/2020 → 12/2020
    Unemployed
    Auburn, ME
  • 09/2013 → 05/2017
    Bates College
    Lewiston, ME
  • 01/2023 → Present
    Atlanta, GA
Other Businesses

1. Edward Little Alumni Association, Is Not Investment Related,, Alumni Association, Scholarship Donations, Treasurer, 2024-04-23, 1 hours per month, 0 hours per month during trading hours, No Compensation, Keep records of financial accounts. Continue to make sure the correct amount of funds are donated for scholarships each year. Ensure funds are sent out in timely fashion for scholarship winners. 2. Downeast Private Wealth, Is Investment Related, 31 Court Street Suite 300, , Auburn, ME, 04210, United States, Financial Advice, Financial Advisor, 2/1/2023, 160 hours per month,1 hours per month during trading hours, Salary Compensation, Provide financial advice to clients and help with financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2023-08-11

View on SEC IAPD

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