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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-17
ME RA APPROVED 2023-08-10
  • NH RA
    APPROVED
    Since 2025-04-17
  • ME RA
    APPROVED
    Since 2023-08-10

Branch Locations

232 Center St, Auburn, ME 04210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Finucane Insurance Agency Auburn ME 02/2001 Present
State Farm Vp Management Corp Auburn ME 02/2001 Present
State Farm Investment Management Corp Auburn ME 08/2018 06/2019
State Farm Investment Management Corp Auburn ME 08/2023 Present
Other Businesses

1) James Finucane's Insurance Agency; Insurance Agency; Investment-related; 232 Center St Auburn, ME 04210-6136; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/16/1976; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-05
S63 Uniform Securities Agent State Law Examination 2000-08-18
  • S65 Uniform Investment Adviser Law Examination
    2023-08-05
  • S63 Uniform Securities Agent State Law Examination
    2000-08-18
Other Names
  • Jim Joseph Finucane

View on SEC IAPD

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