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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
ME RA APPROVED 2002-09-20
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • ME RA
    APPROVED
    Since 2002-09-20

Branch Locations

155 Center Street Building G, Auburn, ME 04210 • United States

261 Bath Road Suite B, Brunswick, ME 04011 • United States

5 Fundy Rd Suite 2C, Falmouth, ME 04105 • United States

Belgrade, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Casco Bay Wealth Advisors Brunswick ME 12/2013 Present
Previous Registrations
  • 2002-01-29 → 2002-09-26
    Sunamerica Securities, Inc.
    Topsham, ME
Other Businesses

1. Part Owner, CBWA Holdings, LLC, a private entity est. to facilitate securities business; As of 11/01/13; 98% of time spent during business hours, Conducted at branch; Investment related. 2. Fixed insurance sales, As of 11/01/13; 4% of time spent during business hours, Conducted at branch; Investment related. 3. Owner and landlord of a residential rental property; As of 04/2016, 1% of time spent during business hours, Not conducted at branch; Investment related. 4. Tax preparation, accounting, and consulting services under the name 'Christian Bishop'; As of 09/27/2004; 1% of time spent during business hours, Conducted at branch; Not investment related. 5. Author, "Hidden Cash Uncovered"; As of 11/25/19; 1% time spent during business hours; Conducted at branch; Not investment related. 6. Ballot Clerk, Town of Belgrade; Located at 1 Center Dr, Belgrade ME 04917, as of 3/3/2020; <1% time spent during business hours; Not conducted at branch location; Not investment related. 7. Owner, Flexat Publishing, LLC; publishing company; as of 10/01/2021; 1% of time spent during business hours; Conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-23
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S66 Uniform Combined State Law Examination
    2001-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18

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