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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| ME | RA | APPROVED | 2002-09-20 |
Branch Locations
155 Center Street Building G, Auburn, ME 04210 • United States
261 Bath Road Suite B, Brunswick, ME 04011 • United States
5 Fundy Rd Suite 2C, Falmouth, ME 04105 • United States
Belgrade, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2002 | Present |
| Casco Bay Wealth Advisors | Brunswick | ME | 12/2013 | Present |
1. Part Owner, CBWA Holdings, LLC, a private entity est. to facilitate securities business; As of 11/01/13; 98% of time spent during business hours, Conducted at branch; Investment related. 2. Fixed insurance sales, As of 11/01/13; 4% of time spent during business hours, Conducted at branch; Investment related. 3. Owner and landlord of a residential rental property; As of 04/2016, 1% of time spent during business hours, Not conducted at branch; Investment related. 4. Tax preparation, accounting, and consulting services under the name 'Christian Bishop'; As of 09/27/2004; 1% of time spent during business hours, Conducted at branch; Not investment related. 5. Author, "Hidden Cash Uncovered"; As of 11/25/19; 1% time spent during business hours; Conducted at branch; Not investment related. 6. Ballot Clerk, Town of Belgrade; Located at 1 Center Dr, Belgrade ME 04917, as of 3/3/2020; <1% time spent during business hours; Not conducted at branch location; Not investment related. 7. Owner, Flexat Publishing, LLC; publishing company; as of 10/01/2021; 1% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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