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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
IL RA APPROVED 2023-05-01
  • TX RA
    APPROVED
    Since 2023-07-27
  • IL RA
    APPROVED
    Since 2023-05-01

Branch Locations

4200 W 95Th St, Oak Lawn, IL 60453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Lawn IL 01/2023 Present
Bmo Bank Romeoville IL 07/2021 01/2023
Tcf Bank Shorewood IL 01/2020 07/2021
Menards Hodgkins IL 04/2019 01/2020
Billet Speacialties Lagrange IL 05/2018 04/2019
Unemployed Lyons IL 11/2016 05/2018
Burger King Lyons IL 07/2016 11/2016
Bank Of America N.A. Oak Lawn IL 01/2023 Present
Lewis University Romeoville IL 08/2018 Present
  • 01/2023 → Present
    Oak Lawn, IL
  • 07/2021 → 01/2023
    Bmo Bank
    Romeoville, IL
  • 01/2020 → 07/2021
    Tcf Bank
    Shorewood, IL
  • 04/2019 → 01/2020
    Menards
    Hodgkins, IL
  • 05/2018 → 04/2019
    Billet Speacialties
    Lagrange, IL
  • 11/2016 → 05/2018
    Unemployed
    Lyons, IL
  • 07/2016 → 11/2016
    Burger King
    Lyons, IL
  • 01/2023 → Present
    Bank Of America N.A.
    Oak Lawn, IL
  • 08/2018 → Present
    Lewis University
    Romeoville, IL
Other Businesses

I*2227336, Entity Type: Entity For Profit, Name of OBA: F-Fulfillment LLC, Address: worth, Illinois, 60482, Investment Related: N, Position, Title, Association: Officer,Owner, Employee State Date: 03/10/2025, No Hours: 20 Weekly, No Hours during Trading: 0 Weekly, Duties: Source products that can be fulfilled by amazon. Retail or online arbitrage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-28
  • S66 Uniform Combined State Law Examination
    2023-04-28

View on SEC IAPD

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