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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
IL RA APPROVED 2019-07-23
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • IL RA
    APPROVED
    Since 2019-07-23

Branch Locations

5017 W. 95Th Street, Oak Lawn, IL 60453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2018 07/2019
Disteldorf, Ltd, Cpas Oak Lawn IL 12/1998 Present
Disteldorf Financial Group Oak Lawn IL 06/2019 01/2023
Cetera Financial Specialists Llc Schaumburg IL 07/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2019 Present
Disteldorf Financial Group Oak Lawn IL 01/2023 Present
  • 11/2018 → 07/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/1998 → Present
    Disteldorf, Ltd, Cpas
    Oak Lawn, IL
  • 06/2019 → 01/2023
    Disteldorf Financial Group
    Oak Lawn, IL
  • 07/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2019 → Present
    Schaumburg, IL
  • 01/2023 → Present
    Disteldorf Financial Group
    Oak Lawn, IL
Other Businesses

1)DISTELDORF, LTD, CPAS, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, ACCOUNTING AND TAX SERVICES, CPA, PART OWNER, 40H/WEEK, SINCE 12/1998. 2) NAME OF OTHER BUSINESS: DISTELDORF FINANCIAL GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
  • S66 Uniform Combined State Law Examination
    2019-07-18

View on SEC IAPD

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