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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-03-02
  • IL RA
    APPROVED
    Since 2017-03-02

Branch Locations

4850 W 95Th Street, Oak Lawn, IL 60453 • United States

5750 W 87Th Street, Burbank, IL 60459 • United States

7200 W. 87Th Street, Bridgeview, IL 60455 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Chicago IL 06/2009 Present
Fifth Third Securities Chicago IL 08/2009 Present
  • 06/2009 → Present
    Fifth Third
    Chicago, IL
  • 08/2009 → Present
    Fifth Third Securities
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2005-06-07
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-07

View on SEC IAPD

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