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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
FL RA APPROVED 2024-06-11
  • TX RA
    APPROVED
    Since 2024-07-05
  • FL RA
    APPROVED
    Since 2024-06-11

Branch Locations

100 S Kentucky Ave, Lakeland, FL 33801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch/ Bank Of America Lakeland FL 01/2023 06/2023
Lpt Realty Tampa FL 10/2022 01/2023
Keller Williams Southshore Apollo Beach FL 04/2022 10/2022
Fifth Third Bank Riverview FL 03/2021 03/2022
Regions Bank Bradenton FL 04/2020 03/2021
Wells Fargo Bank Tampa FL 09/2017 04/2020
Sprint Wireless Evolution Tucson AZ 07/2017 09/2017
Dish Network Tucson AZ 05/2017 07/2017
All Mobile Matters Tucson AZ 11/2016 09/2017
Solarcity/Tesla Motors Inc Tucson AZ 11/2015 10/2016
Morgan Stanley Temple Terrace FL 09/2023 04/2024
Unemployed Apollo Beach FL 06/2023 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeland FL 05/2024 Present
Unemployed Apollo Beach FL 04/2024 05/2024
Bank Of America, N.A Lakeland FL 06/2024 Present
  • 01/2023 → 06/2023
    Merrill Lynch/ Bank Of America
    Lakeland, FL
  • 10/2022 → 01/2023
    Lpt Realty
    Tampa, FL
  • 04/2022 → 10/2022
    Keller Williams Southshore
    Apollo Beach, FL
  • 03/2021 → 03/2022
    Fifth Third Bank
    Riverview, FL
  • 04/2020 → 03/2021
    Regions Bank
    Bradenton, FL
  • 09/2017 → 04/2020
    Wells Fargo Bank
    Tampa, FL
  • 07/2017 → 09/2017
    Sprint Wireless Evolution
    Tucson, AZ
  • 05/2017 → 07/2017
    Dish Network
    Tucson, AZ
  • 11/2016 → 09/2017
    All Mobile Matters
    Tucson, AZ
  • 11/2015 → 10/2016
    Solarcity/Tesla Motors Inc
    Tucson, AZ
  • 09/2023 → 04/2024
    Temple Terrace, FL
  • 06/2023 → 09/2023
    Unemployed
    Apollo Beach, FL
  • 05/2024 → Present
    Lakeland, FL
  • 04/2024 → 05/2024
    Unemployed
    Apollo Beach, FL
  • 06/2024 → Present
    Bank Of America, N.A
    Lakeland, FL
Previous Registrations
  • 2024-03-25 → 2024-05-08
    Temple Terrace, FL
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-20
S63 Uniform Securities Agent State Law Examination 2024-01-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-20
  • S63 Uniform Securities Agent State Law Examination
    2024-01-04
Other Names
  • David Andrew Johnson
  • David A Johnson

View on SEC IAPD

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