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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-21
  • AZ RA
    APPROVED
    Since 2025-05-21

Branch Locations

2201 E Camelback Rd Ste 400, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2023 02/2024
My Home Group Scottsdale AZ 08/2022 01/2023
Homesmart Scottsdale AZ 02/2021 08/2022
My Home Group Scottsdale AZ 12/2020 02/2021
Allstate Insurance Chandler AZ 02/2019 01/2021
Prudential Insurance Scottsdale AZ 03/2018 02/2019
Drivetime Automotive Group, Inc Mesa AZ 04/2017 03/2018
Cash America, Inc Chicago IL 04/2015 04/2017
Bank Of America, N.A. Chandler AZ 01/2023 02/2024
My Home Group Scottsdale AZ 02/2024 10/2024
Nexthome Prime Real Estate Mesa AZ 10/2024 12/2024
The Turf Cleaning Company / Can Be Fresh Llc Queen Creek AZ 08/2024 02/2025
Northwestern Mutual Investment Services Llc Phoenix AZ 05/2025 Present
Deshawn Chapman Phoenix AZ 02/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
  • 01/2023 → 02/2024
    Chandler, AZ
  • 08/2022 → 01/2023
    My Home Group
    Scottsdale, AZ
  • 02/2021 → 08/2022
    Homesmart
    Scottsdale, AZ
  • 12/2020 → 02/2021
    My Home Group
    Scottsdale, AZ
  • 02/2019 → 01/2021
    Allstate Insurance
    Chandler, AZ
  • 03/2018 → 02/2019
    Prudential Insurance
    Scottsdale, AZ
  • 04/2017 → 03/2018
    Drivetime Automotive Group, Inc
    Mesa, AZ
  • 04/2015 → 04/2017
    Cash America, Inc
    Chicago, IL
  • 01/2023 → 02/2024
    Bank Of America, N.A.
    Chandler, AZ
  • 02/2024 → 10/2024
    My Home Group
    Scottsdale, AZ
  • 10/2024 → 12/2024
    Nexthome Prime Real Estate
    Mesa, AZ
  • 08/2024 → 02/2025
    The Turf Cleaning Company / Can Be Fresh Llc
    Queen Creek, AZ
  • 05/2025 → Present
    Phoenix, AZ
  • 02/2025 → Present
    Deshawn Chapman
    Phoenix, AZ
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. BRAND AMBASSADOR, SALTSTICK, 1630 E WILLETTA ST, PHOENIX, , ARIZONA, 85006, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/04/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BRAND AMBASSADOR. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
  • S66 Uniform Combined State Law Examination
    2023-05-05
Other Names
  • Robert Gordon Cotter

View on SEC IAPD

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